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Facilitation Articles

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A Credo for Facilitators (7/07/08)
Colin Rule

Peter Adler, head of the Keystone Center and a giant in the field of dispute resolution, recently published a great "credo for facilitators" that he first came up with some years ago. I really like his set of seven beliefs at the end of the credo:
 
"1. A GOOD FAITH CONTRACT.
 
We believe the job of the “facilitator” involves a three way good faith contract that must be honored by (a) those who are sponsoring or convening the process; (b) those who are serving as facilitators of the process; and (c) those who are participating in the facilitated process{...}
 
2. TRUSTWORTHINESS AND IMPARTIALITY.
 
We believe that the first duty of a facilitator is to be a servant of the group and the process. This requires trustworthiness and impartiality and a guarantee that all parties will be treated equally and fairly in the discussion or decision seeking process. Facilitators cannot advocate for one party’s point of view and must never participate in any process that is misrepresented as to its purpose or that is intended to circumvent legal processes. Sponsors and participants have the responsibility to help the facilitator maintain his/her impartiality by making them aware of instances in which they appear to be treating people unfairly.
 
3. INCLUSION AND PARTICIPATION.
 
We believe the job of the facilitator is to help groups have difficult and sometimes risky and far reaching conversations that will affect other people, including those who may not be at the table. Collaboration begins with inclusion and participation. While the ultimate responsibility for deciding who is and is not invited to participate in a particular process rests with the convener and sponsor, facilitators have a duty to advocate for the widest representation and fullest participation.
 
4. RESPECT FOR CULTURE.
 
We recognize that important meetings sometimes bring together people of different cultures, backgrounds and experience in public forums. We strive to design and conduct meetings that are sensitive to the cultural norms and expectations of the participants and their experiences in participating in public meetings. Understanding who will participate in meetings is therefore a critical component of process design.
 
5. CLARITY ABOUT OWNERSHIP AND DECISION MAKING.
 
We believe that sponsors and facilitators have a duty to group members to explain fully and completely (a) how decisions in the group will be made; (b) how any generated information will be used and who owns that information when the process is complete; and (c) where the groups activities and decisions will ultimately fit in the life of the issue under consideration. Hierarchy or other circumstances sometimes may mean that the final decision will not be made by the group; if so, this must be made clear from the beginning of the process.
 
6. BETTER POLITICS.
 
We recognize that process facilitation is ultimately a political act. By “political” we mean that group discussions are usually an attempt to improve the collective good, that they bring together people with different kinds of power, and that they ultimately involve the making of difficult decisions about who gets what, for what purposes, and under what conditions. As facilitators, we assume a role of trusted third party. Throughout all of our work, we strive to increase the group’s productivity, to help create decisions that are fair, efficient, stable, wise, and transparent, to create good “road maps” for the future, and where possible, to heal old hurts and restore good relations. To do these things, we may play different roles. Sometimes we organize. Sometimes we coach. Sometimes we plan.
 
7. THE FACILITATORS ROLE.
 
We believe that the role of the group facilitator can be significant and can help a group achieve great things. It is not a panacea, a way of life, a universal cure, or a therapy. Facilitation has limits, is often not appropriate, and can, when done badly, do tremendous damage. Facilitation therefore should not be done casually or assumed to be trivial. It carries serious responsibilities."
 
A lot of wisdom in there.




A Credo For Facilitators (6/23/08)
Peter Adler
I recently was asked to state clearly and unequivocally to a group of prospective clients what my “philosophy” of facilitation is. To prepare for that, I went back through my files and dug up a “credo” that various colleagues and I put together in 1998 in Hawaii. The statement grew out of a series of discussions about the use and occasional abuse of “facilitation” in the public, private, and civic sectors. The following tenets have held up well over the years and may be of use to others. We encourage readers to copy and disseminate the statement to other groups and individuals who have an interest in facilitation, collaboration, and consensus-building.


When two heads aren’t better than one (6/17/08)
John Windmueller

Meeting room stencil graffiti on Flickr - Photo Sharing!
There’s a common expression that “two heads are better than one,” and that may often be the case. However, since we often bring groups together to work on resolving conflict, it’s also important to recognize when and why groups may fail at producing high-quality deliberations.

Two U Chicago scholars have released an interesting working paper on this issue, available here: http://papers.ssrn.com/sol3/papers.cfm?abstract_id=1121400

Below is the paper’s abstract:
Many groups make their decisions through some process of deliberation, usually with the belief that deliberation will improve judgments and predictions. But deliberating groups often fail, in the sense that they make judgments that are false or that fail to take advantage of the information that their members have. There are four such failures. (1) Sometimes the predeliberation errors of group members are amplified, not merely propagated, as a result of deliberation. (2) Groups may fall victim to cascade effects, as the judgments of initial speakers or actors are followed by their successors, who do not disclose what they know. Nondisclosure, on the part of those successors, may be a product of either informational or reputational cascades. (3) As a result of group polarization, groups often end up in a more extreme position in line with their predeliberation tendencies. Sometimes group polarization leads in desirable directions, but there is no assurance to this effect. (4) In deliberating groups, shared information often dominates or crowds out unshared information, ensuring that groups do not learn what their members know. All four errors can be explained by reference to informational signals, reputational pressure, or both. A disturbing result is that many deliberating groups do not improve on, and sometimes do worse than, the predeliberation judgments of their average or median member.

(Image by flickr user clagnut and used under creative commons license)




Consensus Building Tips from Work Life Bridge (4/14/08)
Victoria Pynchon

Thanks to WorkLifeBridge for including us on its resource page.  We're happpy to reciprocate and pleased to find another good source of information on collaboration, dispute resolution, and making life and work better for everyone.  

In their post Creepy Crawly Consensus, the authors of WorkLifeBridge direct their readers to some good consensus building resources.  See below for their recommendations and click here for the full post. 

Here are some resources and ideas to help you get the most out of your consensus decision-making process:

Ah ha!  Now I see that the prolific negotiation-guru, ADR queen, and mediation czar Diane Levin is a part of this dynamic group.  Diane -- one of the few people who make me feel as if I'm sitting around watching soap operas and eating bon bons all day.  Do you NEVER sleep my friend?




A Useful Tool For Mapping Concepts And Discussions (3/04/08)
John Windmueller

I recently discovered a terrific tool for mapping concepts and group discussions: Compendium. Compendium was designed with an eye toward the IBIS (Issue-Based Information System) approach to structuring and recording group conversations. These are typically conversations done with the goal building a better understanding of a complex problem and exploring ideas for tackling what emerges. (For a good introduction to this take on facilitation, I’d recommend Jeff Conklin’s >Dialogue Mapping: Building Shared Understanding of Wicked Problems.) That said, you’ll be able to find great uses for the software even without any background or interest in IBIS. As a small sample of what compendium does (don’t just go by this, there are better examples at Compendium’s website), here’s a brief snippet from a much larger (spanned several pages) Compendium-created map from a group conversation about planning a series of communities dialogues focused on the upcoming anniversary of Martin Luther King’s assassination. Compendium: DefaultCompendium’s keyboard shortcuts made it easy to record the information during the meeting (and project it via LCD), and its export features (ranging from a single jpg image to exporting a full set of hyperlinked web pages) made it easy to share the final record of the conversation. Best of all, Compendium is free and runs on most major platforms (PC, Mac, & Linux). You can learn more about and download the software at CompendiumInstitute.


Mediación entre víctima y ofensor (2/11/08)
Josefina Rendon
La mediación entre víctima y ofensor es el proceso por el cual la víctima de un crimen enfrenta al causante de éste en la presencia de un tercero quien ayuda a las partes a dialogar sobre los hechos y sus consecuencias. En dicho enfrentamiento, la víctima tiene la oportunidad de expresarle al ofensor su coraje o su temor, de echarle en cara el impacto de su conducta criminal, de preguntarle las razones de esta conducta, o simplemente, de satisfacer su propia curiosidad sobre que tipo de persona es el acusado. Por su lado, el ofensor tiene la oportunidad de explicar los hechos, explicar la razón de su conducta, comprender el punto de vista de la víctima, y hasta pedirle perdón.


Note to Board of Directors: Women Make a Positive Difference (2/11/08)
Victoria Pynchon

Why diversity?  Uh . . . . because that's how life successfully evolved on planet earth?

Now a new study prepared by Ontario's Richard Ivey School of Business and the Wellesley Centers for Women concludes that corporations benefit from the presence of women on the Board of Directors in Critical Mass on Corporate Boards: Why Three or More Women Enhance Governance.

(for the same reasons noted below, we also make pretty darn good mediators and settlement officers)

We find that women do make a difference in the boardroom. Women bring a collaborative leadership style that benefits boardroom dynamics by increasing the amount of listening, social support, and win-win problem-solving. Although women are often collaborative leaders, they do not shy away from controversial issues. Many of our informants believe that women are more likely than men to ask tough questions and demand direct and detailed answers. Women also bring new issues and perspectives to the table, broadening the content of boardroom discussions to include the perspectives of multiple stakeholders. Women of color add perspectives that broaden boardroom discussions even further.

How Many Women Constitute a Critical Mass on a Corporate Board?

The number of women on a board makes a difference. While a lone woman can and often does make substantial contributions, and two women are generally more powerful than one, increasing the number of women to three or more enhances the likelihood that women’s voices and ideas are heard and that boardroom dynamics change substantially. Women who have served alone and those who have observed the situation report experiences of lone women not being listened to, being excluded from socializing and even from some decision-making discussions, being made to feel their views represent a “woman’s point of view,” and being subject to inappropriate behaviors that indicate male directors notice their gender more than their individual contributions.

Adding a second woman clearly helps. When two women sit on a board, they tend to feel more comfortable than one does alone. Each woman can assure that the other is heard, not always by agreeing with her, but rather, by picking up on the topics she raises and encouraging the group to process them fully. Two women together can develop strategies for raising difficult and controversial issues in a way that makes other board members pay attention. But with two women, women and men are still aware of gender in ways that can keep the women from working together as effectively as they might, and the men from benefiting from their contributions.

The magic seems to occur when three or more women serve on a board together. Suddenly having women in the room becomes a normal state of affairs. No longer does any one woman represent the “woman’s point of view,” because the women express different views and often disagree with each other. Women start being treated as individuals with different personalities, styles, and interests. Women’s tendencies to be more collaborative but also to be more active in asking questions and raising different issues start to become the boardroom norm. We find that having three or more women on a board can create a critical mass where women are no longer seen as outsiders and are able to influence the content and process of board discussions more substantially.

Thanks to commercial arbitrator and mediator Deborah Rothman for circulating this report among her professional women friends!




A Protean Negotiator: An Interview with Peter Adler (8/28/07)
Gini Nelson
This is an interview of Peter Adler, President of The Keystone Center and one of the world's leading public policy facilitators by Gini Nelson. Peter speaks to his perspective on the nature of negotiation, conflict and our field, or lack of field, currently and in the future.


CaliforniaSpeaks: Working Together for Better Healthcare (7/30/07)
Susan Dupre
Facilitators are needed for California's state-wide health care conversation. Thousands of Californians will come together on Saturday, August 11th, to evaluate proposals for reforming California’s health care system and send a message to state leaders about their priorities. Interactive television will link together public meetings in eight cities to create a true state-wide conversation.


The Dynamics of Group Decision-Making (6/18/07)
Geoff Sharp

A great resource today from Bill Waters' Campus ADR Tech Blog on the Dynamics of Group Decision-Making


It's an animation showing the phases a group goes through when making a decision -
another example of how the web is enriching our learning as mediators.




The Art of Disagreement (2/27/07)
Dale Eilerman
Most of us would likely say that we do not care to be around disagreeable people. This choice of behavior is typically discouraged in organizations as being disruptive and unsettling. It can generate negative emotional reactions and a sense that the disagreeable person is being uncooperative and is not “on board”. However the act of disagreeing is essential to identify problems, provide contrary perspectives, consider alternatives and make changes. What we need to recognize is that there is a skill and “art” in offering a disagreement that plays an important part in the success in taking this position. It is not what is said, but how it is said.


Where Settlements Cannot Go – Towards a Praxis of Reconciliation in Group Conflicts (Part 6 of 6) (2/19/07)
Darrell Puls
We have now reached the final installment of our investigation into the underlying dynamics that promote forgiveness and reconciliation following large group conflict. Each step first focused inward and away from the conflict to find the seeds that must be planted and grown to move on. It stands conventional conflict resolution practice on its head by not only standing in between the warring parties, but turning them away from the conflict before again turning towards each other in a process that starts out tightly controlled but becomes more fluid and unpredictable as it goes. The process and facilitators are not neutral, and this is not mediation in the conventional sense; it is a voluntary process to help those wounded by conflict restore their relationships torn apart in the heat and confusion of battle. It is intended and designed to move groups of people who desire it to forgive for their own benefit, and reconcile should they choose to do so.


Skills for Transformative Group Facilitation (12/19/05)
Ronald S. Kraybill
The single biggest factor in determining whether a meeting is rewarding or disappointing is the skill of the leader. Unfortunately, skills for facilitating meetings are rarely taught. People seem to assume that white hair, or a good education, or the title of CEO, chair, reverend, etc., somehow equips leaders with skills adequate to lead meetings.


Flavor of The Month Part II (4/18/05)
Sterling Newberry
In my first article in this series I asked whether we facilitators might be a part of the “flavor of the month” syndrome that I’ve heard reported in company after company. Lets continue to explore this important question.


Flavor Of The Month: Are We Facilitators Guilty? (1/31/05)
Sterling Newberry
When I was an in house facilitator at a major corporation, I often ran into skepticism about new initiatives, especially those that involved a change in “how we do things around here”. The closer to the line I got the more likely I was to hear skepticism about the “flavor of the month”. What people expressed was the belief that no matter how positive a particular initiative seemed at first, that within six months we would be back to doing things the “old way”. Sometimes folks were willing to give it another try, sometimes not. I’ve heard the same thing from people in many other companies, so I don’t think it was unique to us.


Leading From Any Chair (4/06/04)
Barbara Ashley Phillips
You’re sitting in a meeting that’s going nowhere. You’ve heard all the speeches before. You could have written from memory the script that is being played out. You heartily wish you were somewhere else.


The Skilled Facilitator (Book Review) (12/08/03)
Sterling Newberry
The latest edition of The Skilled Facilitator by Roger Schwarz is much improved over the earlier edition, and, in my opinion, advances the art of facilitation by reaching back into the work of Action Science and bringing it into the modern facilitation field. I would like to turn your attention to one facet of this book, because I think it applies particularly to ADR work in general.


Communication Assessment: Promising Practice For Meeting Management (10/13/03)
John Helie
Every medium of communication has advantages and disadvantages, as well as personal preferences. Each has optimal process applications and drawbacks. In other words, they work well for some things and not so well for others. As a part of the convening process, it might be helpful to find out what is available, desireable, and what works for the group. Please view, add and subscribe to:


The Allagash: A Case Study of a Successful Environmental Mediation (6/16/03)
Jonathan W. Reitman
What are the elements which make possible the successful mediation of an environmental dispute? In this article, Jonathan Reitman analyzes what conditions led to the resolution of a 33-year-old controversy about the management of the Allagash Wilderness Waterway in northern Maine. The polarized dispute involved wilderness canoeists, sportsmen, environmental organizations, local residents and state and federal regulators. Their recent negotiated agreement was hailed as "comprehensive and visionary." The mediator who facilitated the negotiations reflects on lessons learned.


Groupthink Revisited (4/07/03)
Wesley S. Helms
Groupthink, where bad decision making behind closed doors by ‘the few’ adversely affect the many, is a scary part of group behavior. Why? Because the symptoms of it are a part of everyday organizational behavior.


The ABC’s of ADR. A comprehensive guide to alternative dispute resolution (12/16/02)
Daniel Renken
In general, there is an increasing use of ADR-Techniques. But the specific terms describing distinct methods of conflict resolution are often not used appropriately. Hence, there is a need to properly draw distinctions between the ADR-Techniques. Therefore, the article gives a complete overview on the basic ADR-Techniques, such as, e. g., mediation, facilitation and arbitration. It characterizes all of them, draws distinctions between them, and organizes them within a spectrum of increasing influence of the third party on the conflict resolution process and the solution itself. The article is based on intense research as well as on experience made while working for the State of New York Public Service Commission's Office of Hearings and Alternative Dispute Resolution in the year 2001.


Facilitative Mediation: The Classic Approach Retains its Appeal (12/02/02)
Carole J. Brown
This paper advances the position that mandatory mediation in Ontario was not designed as a process where a third party would offer an evaluation of the legal merits of a dispute. Instead, the goals of mandatory mediation are best achieved, and the parties know what to expect, when a mediator takes on the role of a neutral third party who facilitates communication, and takes an interest-based approach to problem-solving.


Face To Face vs. On-Line Facilitation: What To Put At The World Trade Center Site? (10/21/02)
Jon Linden
I was among a very few individuals who got the opportunity to facilitate the discussion in both the Javits Center Face-To- Face format and the WebLab On-Line format. This unique concordance of events allowed me to compare and contrast the Face-To-Face and On-Line Environments for almost precisely the same topical substance.


Rebuilding The World Trade Center Site (8/05/02)
Sterling Newberry
On July 20th, 2002 I volunteered as a facilitator (along with 499 of my colleagues) for a remarkable experiment. Organized by The Civic Alliance To Rebuild Downtown New York, and moderated by America Speaks, this event represents an experiment of increasing the amount and quality of public participation in policy issues. The organizers invited a cross section of people from the New York City region, survivors of the September 11th destruction of the World Trade Center (WTC), and families of the victims to comment upon a series of ideas for rebuilding the WTC site.


Three Questions You Can Ask To Make Any Meeting More Effective (3/04/02)
Sterling Newberry
Ineffective meetings are discouraging to sit through. They waste valuable business time and increase participant dissatisfaction. Here are three questions you can ask to make your meetings more effective.

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